Securities and Exchange Commission v. Charles Zandford

Decided June 3, 2002. John Paul Stevens delivered the opinion of the Court.

Docket 01-147 · 535 U.S. 813 (2002) · Cited 406 times

We don’t yet publish a summary of this opinion — read the official text below for the Court’s holding and reasoning.

How the Justices voted

Decided 9–0.

“Concurring” means agreeing with the outcome; any split shown is the Court’s judgment, not each Justice’s reasoning. Source: the Supreme Court Database (Spaeth et al.), Washington University.

Precedents cited

Supreme Court decisions this opinion relies on, ordered by how often it cites each. Cases in our collection link through; others are named.

• United States v. O'Hagan · 521 U.S. 642 (1997)
• Superintendent of Insurance of New York v. Bankers Life & Casualty Co. · 404 U.S. 6 (1971)
• Affiliated Ute Citizens of Utah v. United States · 406 U.S. 128 (1972)
• Securities & Exchange Commission v. Capital Gains Research Bureau, Inc. · 375 U.S. 180 (1963)
• Ernst & Ernst v. Hochfelder · 425 U.S. 185 (1976)
• Santa Fe Industries, Inc. v. Green · 430 U.S. 462 (1977)
• Chiarella v. United States · 445 U.S. 222 (1980)
• Hartford Fire Ins. Co. v. California · 509 U.S. 764 (1993)
• Marine Bank v. Weaver · 455 U.S. 551 (1982)
• United States v. Naftalin · 441 U.S. 768 (1979)

Cited by

Later Supreme Court opinions in our collection that cite this case.

• Chadbourne & Parke LLP v. Troice · 571 U.S. 377 (2014)
• Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc. · 552 U.S. 148 (2008)
• Merrill Lynch, Pierce, Fenner & Smith Inc. v. Dabit · 547 U.S. 71 (2006)
• Bell Atlantic Corp. v. Twombly · 550 U.S. 544 (2007)
• New Prime Inc. v. Oliveira · 586 U.S. 105 (2019)
• SEC v. Jarkesy · 603 U.S. 109 (2024)
• Morrison v. National Australia Bank Ltd. · 561 U.S. 247 (2010)
• Securities & Exchange Commission v. Edwards · 540 U.S. 389 (2004)

Official text

Read the official opinion (U.S. Reports, govinfo.gov)

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Source: the U.S. Reports via govinfo.gov; authoring Justice and vote lineup from the Supreme Court Database (Washington University). Citation count from the Free Law Project’s CourtListener bulk data. Data last verified 2026-07-03. Informational only; verify against the primary source before relying. Not a consumer report (FCRA).